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Fat-Tail Trading Recommendations

Practical strategies for protecting your wheel strategy from tail risk events

! The Problem: Why Gaussian Models Fail

Standard options pricing (Black-Scholes) assumes returns follow a Gaussian (normal) distribution. In reality, market returns exhibit fat tails - extreme events occur far more frequently than the model predicts.

Event Gaussian Probability Actual Frequency
3-sigma move 1 in 740 days (~3 years) 1 in 50-100 days
4-sigma move 1 in 31,560 days (~86 years) 1 in 500 days (~2 years)
5-sigma move 1 in 3.5 million days Multiple times per decade

What This Means for Wheel Traders

  • That "80% win rate" put you sold? The 20% loss scenarios are MUCH worse than expected
  • Premium collected over months can be wiped out in a single tail event
  • Position scaling (reinvesting all premiums) amplifies this risk dramatically

1 Position Sizing (Most Important)

The Rule: Never deploy 100% of your capital. Maintain a cash reserve.

Why It Matters

When a crash happens, cash reserves allow you to:

Implementation

Conservative: 40% cash reserve Balanced: 20-30% cash reserve Aggressive: 10% cash reserve (minimum recommended) NEVER: 0% cash reserve

Example

With $100,000 account:

  • Deploy maximum $70,000-$80,000 for put collateral
  • Keep $20,000-$30,000 in cash/money market
  • Rebalance monthly back to target allocation

2 Wider Strikes

The Rule: Use lower delta targets than typical advice suggests.

Standard vs Fat-Tail Aware

Approach Delta Target Prob ITM Premium Cushion
Standard 20-30 delta 20-30% Higher Less
Fat-Tail Aware 10-15 delta 10-15% Lower More

The Math

A 15-delta put on a $100 stock might have a strike around $92-94. A 20-delta put might have a strike around $95-97.

That extra 2-3% cushion can be the difference between expiring worthless (keep premium) and getting assigned at a bad price during a crash.

Trade-off

Lower delta = less premium per trade
But also = fewer assignments = less capital tied up = more opportunities

3 Diversify Underlyings

The Rule: Never run the wheel on just one stock.

Why Single-Stock Risk Kills

Even quality companies can have idiosyncratic crashes:

Recommended Diversification

Account Size Minimum Stocks Max per Stock
$25,000 2-3 40%
$50,000 3-5 25%
$100,000 5-8 15%
$250,000+ 8-12 10%

Sector Diversification Example ($100k)

Technology: $20,000 (AAPL, MSFT) Financials: $20,000 (JPM, BRK.B) Healthcare: $20,000 (UNH, JNJ) Consumer Staples: $20,000 (PG, KO) Energy: $20,000 (XOM, CVX)

Fat-tail events (crashes) rarely hit ALL sectors equally at the same time.

4 Max Contract Limits

The Rule: Cap position size regardless of available capital.

Implementation

Hard Rule: Never more than X contracts per underlying $50,000 account: Max 2 contracts per stock $100,000 account: Max 3-5 contracts per stock $250,000 account: Max 5-10 contracts per stock

Why This Matters

With reinvestment, your account might grow to allow 20 contracts on a single stock. If that stock gaps down 30%, you're looking at a catastrophic loss.

Better Approach

As account grows, add MORE underlyings, not more contracts per underlying.

5 Quality Underlyings Only

The Rule: Only wheel on stocks you'd genuinely want to own long-term.

Screening Criteria

Required:

Preferred (Wide Moat Characteristics):

Avoid

Meme stocks (GME, AMC)
Biotech without revenue
SPACs and recent IPOs
Stocks in secular decline
Anything you wouldn't hold 2+ years

6 VIX-Based Scaling

The Rule: Adjust position sizes based on market fear levels.

VIX Scaling Framework

VIX Level Market State Position Size Action
< 15 Low fear 50-75% Smaller positions, premiums are low
15-20 Normal 75-100% Standard sizing
20-30 Elevated 100% Full size, premiums are rich
30-40 High fear 75% Reduce size, volatility unstable
> 40 Extreme fear 50% or PAUSE Very selective, or wait

When VIX Spikes Above 30

  1. Do NOT chase the high premiums blindly
  2. Widen strikes further (10 delta instead of 15)
  3. Reduce position sizes
  4. Focus on highest-quality underlyings only
  5. Consider waiting for VIX to stabilize

7 Rolling Rules

The Rule: Have predefined rules for managing challenged positions.

Decision Framework

Stock Down from Strike Action
< 5% Let it expire, manage normally
5-10% Consider rolling if credit available
10-20% Roll down and out for credit, OR accept assignment if quality stock
> 20% Evaluate: if temporary, accept assignment; if structural, close for loss
> 30% Close position, reassess thesis. Don't throw good money after bad.

Rolling Mechanics

Roll Down and Out: Buy back current put (at a loss), sell new put at lower strike with further expiration. Goal: Receive net credit, push breakeven lower.

Example: Original: Sold $100 put, stock now at $92 Buy back $100 put for $9.00 Sell $95 put (30 days out) for $5.50 Sell $90 put (30 days out) for $3.80 Net: Pay $9.00, receive $9.30 = $0.30 credit New breakeven: $94.70 instead of $100

When NOT to Roll

  • Stock has fundamental problems (not just price decline)
  • You can't get a credit for the roll
  • Position has become too large relative to account
  • You've already rolled 2-3 times (cut losses)

8 Tail Hedge (Insurance)

The Rule: Allocate a portion of premium income to protective puts.

Basic Tail Hedge Strategy

Allocation: 2-5% of premium income Instrument: Far OTM puts on SPY or largest position Structure: 10-15 delta, 30-60 DTE

Example Implementation

Monthly Setup

Monthly premium income: $2,000
Tail hedge budget: $50-100/month (2.5-5%)

Buy: 1x SPY put, 10% OTM, 45 DTE
Cost: ~$50-100
Payoff if market crashes 20%: $500-1,000 (5-10x)

How This Changes Your Distribution

Scenario Without Hedge With Hedge
Most months +$2,000 +$1,900
Rare crash -$15,000 to -$30,000 -$10,000 to -$20,000

9 Implementation Examples

Conservative Portfolio

Cash Reserve 40%
Deployed Capital 60%
Delta Target 10-12
Number of Stocks 8-10
Max Contracts/Stock 1
Tail Hedge 5% of premium
Expected Monthly $400-600
Max Drawdown 15-20%
Best for: Retirees, risk-averse investors, preservation-focused accounts

Balanced Portfolio

Cash Reserve 20%
Deployed Capital 80%
Delta Target 15
Number of Stocks 5-7
Max Contracts/Stock 2-3
Tail Hedge 2-3% of premium
Expected Monthly $800-1,200
Max Drawdown 25-30%
Best for: Most investors, balanced risk/reward

Aggressive Portfolio

Cash Reserve 10%
Deployed Capital 90%
Delta Target 20
Number of Stocks 4-5
Max Contracts/Stock 3-5
Tail Hedge None or 1%
Expected Monthly $1,500-2,500
Max Drawdown 35-50%
Best for: Experienced traders, high risk tolerance

10 Pre-Trade Checklist

Before opening any new wheel position, verify:

Stock Selection

Position Sizing

Strike Selection

Risk Management

Key Takeaways

  1. The market has fatter tails than models predict. Plan for 3-5 sigma events happening every few years, not every few decades.
  2. Position sizing is your primary defense. Keep cash reserves, diversify, and cap position sizes.
  3. Quality over premium. Lower premium on a quality stock beats higher premium on a risky one.
  4. Have rules before you need them. Know exactly what you'll do when a position goes against you.
  5. Consider insurance. A small allocation to tail hedges can dramatically improve your risk-adjusted returns.
  6. Survive first, profit second. The goal isn't to maximize returns - it's to stay in the game long enough for compounding to work.